Compliance Monitoring & Reconciliation

Course Overview

This conference  is intended to introduce delegates to the concept of legal compliance monitoring
and reconciliation at the same time taking them through the challenges that all companies face in
undertaking business both domestically and internationally in this specific area.

Amongst other key challenges, for example, is that of managing effective relationships between stakeholders and
regulators and working on organizational structures to embrace this concept. These areas have
become crucial particularly in this 21st Century and as such they are discussed in detail in this
course hence helping delegates consider how to deal with these areas in their various domains.

The conference aims at strategizing and establishing tactics for effectively developing, embracing
and implementing the concept and strategy of compliance monitoring and reconciliation. The
conference is organized on a highly interactive basis, with plenty of opportunity
for questions, discussions and sharing experiences across countries and continents.

Target Audience

The conference in Compliance Monitoring & Reconciliation will be relevant to a wide range of delegates MAINLY BUT NOT LIMITED TO BANK OFFICERS IN THE BANKING INDUSTRY and also officials from differing backgrounds including
Finance, legal and general management in contact with the law, regulators and compliance officers
mainly in Financial Institutions and Government departments and ministries.

Conference Outcomes

PROFESSIONAL DEVELOPMENT CONFERENCE

Upon completing this conference, the delegates should be able to:

Understand the concept of Legal Compliance Monitoring and Reconciliation
Understand Compliance related issues within their statutory instruments
Embrace the concept into their domain and successfully implement it
Analyze their current system and undergo a gap identification exercise
Deduce the responsibility of diverse stakeholders and their participation towards effectively
implementing the concept
Brainstorm on factors challenging successful adoption and implementation of this concept
Convene and successfully conduct hearings/dispute resolutions of Compliance and Non
Compliance
Adopt diverse methodology towards ensuring Legal Compliance and Monitoring
Monitor and Evaluate their current systems
Embrace Reconciliation in Compliance
Develop working tools for monitoring compliance and reconciling their systems